Derivs - Equity
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The Basel Committee on Banking Supervision (BCBS) has published a consultation on revisions to the credit valuation adjustment (CVA) risk framework. -
The US Commodity Futures Trading Commission has fined Goldman Sachs $1m over failures related to record keeping for swap dealers.
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The US Securities and Exchange Commission on Monday announced that it will overhaul regulation governing derivatives used by investment firms and business development companies.
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The US Commodity Futures Trading Commission has ordered BGC Financial to pay a $3m civil monetary penalty over alleged supervision, reporting and record-keeping failings.
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The Financial Stability Board (FSB) has called on the International Swaps and Derivatives Association (ISDA) to include a pre-cessation trigger as standard language in definitions of new derivatives, warning of potentially disruptive market fragmentation as some interbank offered rates (Ibors) near a drop-off in relevance.
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The Minneapolis Grain Exchange (MGEX) has launched futures referencing the SPIKES volatility index in its effort to compete in the volatility trading market.
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TP ICAP has appointed Joanna Nader, a former senior banker, as its group head of strategy.
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Chatham Financial, the derivatives and debt management advisory firm, has acquired one of its main rivals, JCRA, in a move that is set to create a dominant global player in the market.
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Deutsche Börse-owned financial intelligence provider Qontigo has appointed Stephan Flägel as global head of its indices and benchmarks.
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The US Commodity Futures Trading Commission has slapped Tower Research with a record $67.4m fine for spoofing in the equity futures market.
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The US Commodity Futures Trading Commission this week approved foreign boards of trade applications (FBOT) from European derivatives exchanges despite opposition from commissioner Brian Quintenz.
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Higher trading volumes helped lift Cboe Global Market's third-quarter earnings per share by 22% year on year, as demand rose for its derivatives products amid increased market volatility.
