EU Short Selling Regulation: Impact On U.S. Structured Note Issuers

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EU Short Selling Regulation: Impact On U.S. Structured Note Issuers

On Nov. 1 the regulation of the European Parliament and Council of the European Union on short selling and certain aspects of credit default swaps became effective. The regulation may have a substantive impact on U.S. issuers of structured products linked to securities that trade in the European Union, as well as other participants in structured product transactions, and this Learning Curve will discuss the impact.

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