SFC fines Guotai Junan HK$25m for anti-money laundering errors

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SFC fines Guotai Junan HK$25m for anti-money laundering errors

Jonathan Breen
June 23, 2020 02:00 AM
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Hong Kong’s financial regulator has fined Guotai Junan Securities HK$25.2m ($3.3m) for breaching anti-money laundering rules and for other regulatory failures.

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Asia Market newsGovernancePeople and MarketsMarket NewsHong Kong SARAsiaGreater ChinaNortheast AsiaGuotai Junan Securities CoAsia PacificEM People and MarketsEmerging MarketsSRI
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Jonathan Breen
Equities editor GlobalCapital Asia
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