Financing Record (SEPT. 13--SEPT. 20.)

GLOBALCAPITAL INTERNATIONAL LIMITED, a company

incorporated in England and Wales (company number 15236213),

having its registered office at 4 Bouverie Street, London, UK, EC4Y 8AX

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Financing Record (SEPT. 13--SEPT. 20.)

September 23, 2001 12:00 AM
Issuer Date Princ. Amt. ($ Mils) Cpn. Security Type Maturity Offer Price Yield BP Sprd. M S&P F Manager Gross Sprd. Fee % Sell- Con. Fee % Under Writing Fee % Mgmt. Fee %
Federal Home Loan Banks 9/13/01 250.0 3.660 Bonds 9/26/03 100.000 3.660   NR NR NR GS na Comb.   Comb.
Federal Home Loan Banks 9/14/01 50.0 4.340 Bonds 4/11/05 100.000 4.340 43 NR NR NR FIRST-TN-BK na Comb.   Comb.
Federal Home Loan Banks 9/14/01 115.0 5.290 Bonds 4/9/07 100.000 5.290 66 NR NR NR VINING-SPARKS na Comb.   Comb.
Federal Home Loan Banks 9/14/01 25.0 4.265 Bonds 10/4/04 100.000 4.265 35 NR NR NR FIRST-TN-BK na Comb.   Comb.
Federal Home Loan Banks 9/14/01 30.0 5.020 Bonds 10/5/06 100.000 5.020 39 NR NR NR LEH, MOKE na Comb.   Comb.
Federal Home Loan Banks 9/14/01 30.0 5.020 Bonds 10/5/06 100.000 5.020 39 NR NR NR VIN., MOKE, LEHM na Comb. .15 Comb.
Federal Home Loan Banks 9/14/01 50.0 4.550 Bonds 4/11/05 100.000 4.550 64 NR NR NR VIN., MOKE, FTCM na Comb. .125 Comb.
Federal Home Loan Banks 9/14/01 30.0 6.100 Bonds 10/4/11 100.000 6.100   NR NR NR VIN., GKST, LEH na Comb. .25 Comb.
Federal Home Loan Banks 9/14/01 25.0 4.560 Bonds 4/4/05 100.000 4.560 65 NR NR NR VIN., GKST na Comb. .125 Comb.
Federal Home Loan Banks 9/14/01 65.0 5.030 Bonds 4/4/07 100.000 5.030 40 NR NR NR FIRST-TN-BK na Comb.   Comb.
Federal Home Loan Banks 9/14/01 15.0 4.750 Bonds 10/4/06 100.000 4.750 12 NR NR NR VINING-SPARKS na Comb. .15 Comb.
Federal Home Loan Banks 9/14/01 15.0 4.550 Bonds 10/4/05 100.000 4.550 -8 NR NR NR NBC-CAP-MKTS na Comb.   Comb.
Federal Home Loan Mortgage 9/14/01 50.0 5.020 Bonds 10/5/06 100.000 5.020 39 NR NR NR CS-FB na Comb.   Comb.
Federal Home Loan Mortgage 9/14/01 20.0 6.000 Medium-Term Nts 10/3/16 100.000 6.000   NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
Federal Home Loan Mortgage 9/14/01 19.3 6.040 Medium-Term Nts 9/21/11 100.000 6.040   NR NR NR CIBC-WORLD na Comb.   Comb.
Fannie Mae 9/14/01 50.0 4.070 Medium-Term Nts 10/8/04 100.000 4.070 16 NR NR NR FTCM, HSBC na Comb.   Comb.
DaimlerChrysler North America 9/17/01 2.3 7.000 Medium-Term Nts 9/15/16 100.000 7.000   A3 A- NR BA-SEC-LLC .020 Comb.   Comb.
Walt Disney Co 9/17/01 500.0 4.500 Global Notes 9/17/04 100.000 4.500 64 A2 A A GS .250 Comb.   Comb.
Walt Disney Co 9/17/01 500.0 3.875 Global Notes 9/24/03 99.926 3.900 101 A2 A A GS .200 Comb.   Comb.
Federal Home Loan Banks 9/17/01 45.0 5.240 Bonds 4/11/07 100.000 5.240 63 NR NR NR FTCM, VIN. na Comb. .15 Comb.
Federal Home Loan Banks 9/17/01 150.0 3.000 Bonds 10/11/02 100.000 3.000 11 NR NR NR CSFB, LEHM, UBSW na Comb.   Comb.
Federal Home Loan Banks 9/17/01 25.0 5.500 Bonds 10/9/08 100.000 5.500 9 NR NR NR GS na Comb.   Comb.
Federal Home Loan Banks 9/17/01 25.0 4.590 Bonds 10/11/05 100.000 4.590 -2 NR NR NR GKST, CSFB na Comb.   Comb.
Federal Home Loan Banks 9/17/01 25.0 5.000 Bonds 10/2/06 100.000 5.000 39 NR NR NR FIRST-UNION-CAP na Comb.   Comb.
Federal Home Loan Banks 9/17/01 25.0 2.820 Bonds 10/9/02 100.000 2.820 -7 NR NR NR UBS-WARBURG na Comb.   Comb.
Federal Home Loan Banks 9/17/01 60.0 4.570 Bonds 10/11/05 100.000 4.570 -4 NR NR NR GKST, VIN., STEPH na Comb. .125 Comb.
Federal Home Loan Banks 9/17/01 1250.0 Floats Bonds 9/20/02 Market Floats   NR NR NR DEUTSCHE-ALEX-B Market Comb.   Comb.
Federal Home Loan Banks 9/17/01 15.0 Varies Step-Up Bonds 10/12/10 100.000 Varies   NR NR NR DAIN-RAUSCHER na Comb.   Comb.
Federal Home Loan Banks 9/17/01 55.0 4.750 Bonds 10/2/06 100.000 4.750 14 NR NR NR FIRST-TN-BK na Comb.   Comb.
Federal Home Loan Banks 9/17/01 100.0 5.255 Bonds 4/17/07 100.000 5.255 64 NR NR NR VINING-SPARKS na Comb.   Comb.
Federal Home Loan Banks 9/17/01 30.0 3.620 Bonds 10/9/03 100.000 3.620 73 NR NR NR VIN., PIPR, WELLS na Comb. .10 Comb.
Federal Home Loan Banks 9/17/01 20.0 Varies Step-Up Bonds 10/11/11 100.000 Varies   NR NR NR FIRST-TN-BK na Comb.   Comb.
Federal Home Loan Banks 9/17/01 25.0 4.260 Bonds 10/15/04 100.000 4.260 40 NR NR NR FTCM, VIN. na Comb. .125 Comb.
Federal Home Loan Banks 9/17/01 65.0 4.490 Bonds 10/4/05 100.000 4.490 -12 NR NR NR BK-ONE-CAP na Comb.   Comb.
Federal Home Loan Banks 9/17/01 10.0 4.625 Bonds 8/13/04 Market Market 76 NR NR NR GS Market Comb.   Comb.
Federal Home Loan Banks 9/17/01 175.0 4.325 Bonds 4/11/05 100.000 4.325 46 NR NR NR FTCM, GKST na Comb. .125 Comb.
Federal Home Loan Banks 9/17/01 25.0 4.450 Bonds 10/4/05 100.000 4.450 -16 NR NR NR BK-ONE-CAP na Comb.   Comb.
Federal Home Loan Banks 9/17/01 25.0 4.070 Bonds 10/15/04 100.000 4.070 21 NR NR NR FTCM, VIN. na Comb. .125 Comb.
Federal Home Loan Banks 9/17/01 13.8 4.875 Bonds 8/15/05 Market Market   NR NR NR WELLS-FARGO Market Comb.   Comb.
Federal Home Loan Banks 9/17/01 25.0 5.110 Bonds 4/5/07 100.000 5.110 50 NR NR NR PIPR, WELLS na Comb.   Comb.
Federal Home Loan Banks 9/17/01 15.0 5.180 Bonds 10/9/07 100.000 5.180 -23 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/17/01 25.0 4.520 Bonds 4/11/05 100.000 4.520 66 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Mortgage 9/17/01 50.0 6.100 Medium-Term Nts 10/4/11 100.000 6.100   NR NR NR DAIN., VIN., FTCM na Comb. .25 Comb.
Federal Home Loan Mortgage 9/17/01 20.0 6.520 Medium-Term Nts 10/3/16 100.000 6.520   NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Mortgage 9/17/01 15.0 6.050 Medium-Term Nts 10/4/11 100.000 6.050   NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
Federal Home Loan Mortgage 9/17/01 50.0 6.500 Medium-Term Nts 10/3/16 100.000 6.500   NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Fannie Mae 9/17/01 30.0 5.250 Medium-Term Nts 10/2/06 100.000 5.250 64 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
Fannie Mae 9/17/01 40.0 5.090 Medium-Term Nts 4/2/07 100.000 5.090 48 NR NR NR FTCM, VIN. na Comb. .15 Comb.
Fannie Mae 9/17/01 200.0 3.500 Medium-Term Nts 10/1/03 100.000 3.500 61 NR NR NR MS, UBSW na Comb.   Comb.
Fannie Mae 9/17/01 100.0 5.050 Medium-Term Nts 10/2/06 100.000 5.050 44 NR NR NR CSFB, MOKE na Comb.   Comb.
General Electric Capital Corp 9/17/01 2000.0 Floats Float Rate Nts 9/19/02 100.000 Floats   Aaa AAA NR LEH .020 Comb.   Comb.
Household Finance Corp 9/17/01 17.0 Floats Mdm-Trm Fl Nts 9/24/04 100.000 Floats   A2 A A+ SALOMON-SMITH na Comb.   Comb.
Federal Home Loan Banks 9/18/01 25.0 5.250 Bonds 8/15/06 Market Market   NR NR NR CS-FB Market Comb.   Comb.
Federal Home Loan Banks 9/18/01 25.0 5.250 Bonds 8/15/06 Market Market   NR NR NR GS Market Comb.   Comb.
Federal Home Loan Banks 9/18/01 75.0 4.280 Bonds 10/8/04 100.000 4.280 88 NR NR NR VIN., NBCM na Comb. .125 Comb.
Federal Home Loan Banks 9/18/01 120.0 6.000 Bonds 10/11/11 100.000 6.000 140 NR NR NR VI., LEH, FTCM na Comb. .25 Comb.
Federal Home Loan Banks 9/18/01 30.0 3.800 Bonds 3/26/04 100.000 3.800 40 NR NR NR VINING-SPARKS na Comb. .10 Comb.
Federal Home Loan Banks 9/18/01 35.0 4.440 Bonds 10/17/05 100.000 4.440 62 NR NR NR NBC-CAP-MKTS na Comb.   Comb.
Federal Home Loan Banks 9/18/01 15.0 5.625 Bonds 10/10/08 100.000 5.625 121 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/18/01 30.0 4.140 Bonds 10/12/04 100.000 4.140 74 NR NR NR PIPR na Comb.   Comb.
Federal Home Loan Banks 9/18/01 2500.0 Floats Mdm-Trm Fl Nts 3/21/03 100.000 Floats   NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
Federal Home Loan Banks 9/18/01 35.0 Varies Step-Up Bonds 10/11/11 Market Varies   NR NR NR FIRST-TN-BK Market Comb.   Comb.
Federal Home Loan Banks 9/18/01 55.0 6.540 Bonds 10/11/16 100.000 6.540 110 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/18/01 50.0 4.560 Bonds 10/11/05 100.000 4.560 74 NR NR NR GKST, SSB,NBCM na Comb.   Comb.
Federal Home Loan Banks 9/18/01 25.0 4.560 Bonds 10/11/05 100.000 4.560 74 NR NR NR GKST, NBCM na Comb.   Comb.
Federal Home Loan Banks 9/18/01 45.0 5.250 Bonds 4/11/07 100.000 5.250 143 NR NR NR VIN., DAIN na Comb. .15 Comb.
Federal Home Loan Banks 9/18/01 32.0 5.750 Bonds 8/15/11 Market Market 115 NR NR NR DAIN-RAUSCHER Market Comb.   Comb.
Federal Home Loan Banks 9/18/01 500.0 Floats Flt Rate Bonds 3/24/03 100.000 Floats   NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
Federal Home Loan Banks 9/18/01 50.0 4.125 Bonds 10/15/04 100.000 4.125 72 NR NR NR FTCM, MOKE na Comb. .125 Comb.
Federal Home Loan Banks 9/18/01 25.0 4.375 Bonds 4/11/05 100.000 4.375 97 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/18/01 25.0 4.520 Bonds 4/11/05 100.000 4.520 112 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/18/01 15.0 5.200 Bonds 10/10/07 100.000 5.200 78 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/18/01 45.0 6.110 Bonds 10/11/11 100.000 6.110 151 NR NR NR VIN., CSFB, FTCM na Comb. .25 Comb.
Federal Home Loan Banks 9/18/01 25.0 5.260 Bonds 4/11/07 100.000 5.260 144 NR NR NR FTCM, VIN. na Comb. .15 Comb.
Federal Home Loan Banks 9/18/01 45.0 4.300 Bonds 4/11/05 100.000 4.300 90 NR NR NR VIN., FTCM, GKST na Comb. .125 Comb.
Federal Home Loan Banks 9/18/01 15.0 4.280 Bonds 4/11/05 100.000 4.280 88 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Mortgage 9/18/01 20.0 5.375 Medium-Term Nts 10/9/09 100.000 5.375 96 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
Federal Home Loan Mortgage 9/18/01 20.0 6.000 Medium-Term Nts 10/9/13 100.000 6.000 140 NR NR NR LA-SALLE-BK-NA na Comb.   Comb.
Federal Home Loan Mortgage 9/18/01 50.0 4.110 Medium-Term Nts 10/4/04 100.000 4.110 71 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
Federal Home Loan Mortgage 9/18/01 50.0 3.680 Medium-Term Nts 10/3/03 100.000 3.680 80 NR NR NR VIN., LEH na Comb. .10 Comb.
Federal Home Loan Mortgage 9/18/01 50.0 6.350 Medium-Term Nts 10/3/16 100.000 6.350 91 NR NR NR VINING-SPARKS na Comb. .25 Comb.
Fannie Mae 9/18/01 100.0 4.110 Medium-Term Nts 10/4/04 100.000 4.110   NR NR NR FTCM, CSFB na Comb.   Comb.
Fannie Mae 9/18/01 250.0 Varies Step-Up MTN 10/2/06 100.000 Varies   NR NR NR FIRST-TN-BK na Comb.   Comb.
Fannie Mae 9/18/01 50.0 4.900 Medium-Term Nts 10/11/06 100.000 4.900 108 NR NR NR DEUTSCHE-ALEX-B na Comb.   Comb.
Nevada Power(Sierra Pac Res) 9/18/01 150.0 6.000 Notes 9/15/03 100.000 6.000 312 Baa2 BBB- NR LEH .250 Comb. .15 Comb.
Toyota Motor Credit Corp 9/18/01 100.0 Floats Mdm-Trm Fl Nts 9/25/02 100.000 Floats   Aaa AAA NR JPM .010 Comb.   Comb.
Toyota Motor Credit Corp 9/18/01 100.0 Floats Mdm-Trm Fl Nts 9/25/02 99.99 Floats   Aaa AAA AAA CS-FB na Comb.   Comb.
Canadian National Railway Co 9/19/01 200.0 7.375 Notes 10/15/31 100.000 7.375 179 Baa2 BBB+ NR MERRILL na Comb.   Comb.
Canadian National Railway Co 9/19/01 400.0 6.375 Notes 10/15/11 99.738 6.410 169 Baa2 BBB+ NR MERRILL na Comb.   Comb.
Consumers Energy(CMS Energy) 9/19/01 350.0 6.250 Notes 9/15/06 99.696 6.323 250 Baa3 BBB+ BBB+ BK.ONE, SSB na Comb.   Comb.
Federal Home Loan Banks 9/19/01 15.0 5.400 Bonds 10/3/08 100.000 5.400 93 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
Federal Home Loan Banks 9/19/01 25.0 2.735 Bonds 10/11/02 100.000 2.735 -24 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/19/01 15.0 4.150 Bonds 4/11/05 100.000 4.150 67 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/19/01 30.0 4.220 Bonds 4/18/05 100.000 4.220 74 NR NR NR VIN.,FTCM na Comb. .125 Comb.
Federal Home Loan Banks 9/19/01 15.0 4.800 Bonds 10/4/06 100.000 4.800 90 NR NR NR GCM na Comb.   Comb.
Federal Home Loan Banks 9/19/01 30.0 3.530 Bonds 1/15/04 100.000 3.530 56 NR NR NR VIN, BK. ONE na Comb.   Comb.
Federal Home Loan Banks 9/19/01 15.0 5.580 Bonds 10/10/08 100.000 5.580 111 NR NR NR FIRST-TN-BK na Comb.   Comb.
Federal Home Loan Banks 9/19/01 1.2 4.625 Bonds 8/13/04 100.000 4.625 115 NR NR NR DAIN-RAUSCHER na Comb.   Comb.
Federal Home Loan Banks 9/19/01 15.0 5.150 Bonds 10/10/07 100.000 5.150 68 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/19/01 35.0 4.465 Bonds 10/11/05 100.000 4.465 57 NR NR NR US-PIPER na Comb.   Comb.
Federal Home Loan Banks 9/19/01 50.0 2.850 Bonds 10/10/02 100.000 2.850 -13 NR NR NR MORGAN-KEEGAN na Comb.   Comb.
Federal Home Loan Banks 9/19/01 50.0 4.300 Bonds 4/11/05 100.000 4.300 82 NR NR NR BAS na Comb.   Comb.
Federal Home Loan Mortgage 9/19/01 20.0 4.250 Medium-Term Nts 10/11/05 100.000 4.250 35 NR NR NR COUNTRYWIDE-SEC na Comb.   Comb.
Federal Home Loan Mortgage 9/19/01 35.0 5.000 Bonds 10/11/07 100.000 5.000 53 NR NR NR AMHERST na Comb.   Comb.
Fannie Mae 9/19/01 25.0 4.520 Medium-Term Nts 10/3/05 100.000 4.520 62 NR NR NR FIRST-TN-BK na Comb.   Comb.
Fannie Mae 9/19/01 50.0 5.450 Notes 10/3/08 100.000 5.450 98 NR NR NR JPM na Comb.   Comb.
Household Finance Corp 9/19/01 30.0 Floats Mdm-Trm Fl Nts 9/26/02 100.000 Floats   A2 A A+ BA-SEC-LLC .030 Comb.   Comb.
Household Finance Corp 9/19/01 30.0 Floats Mdm-Trm Fl Nts 9/25/02 100.000 Floats   A2 A A+ BA-SEC-LLC .030 Comb.   Comb.
Household Finance Corp 9/19/01 617.0 Floats Mdm-Trm Fl Nts 9/26/02 100.000 Floats   A2 A A+ DEUTSCHE-ALEX-B .03 Comb.   Comb.
Inter-American Development Bk 9/19/01 2000.0 3.875 Global Bonds 9/27/04 99.97 3.876 104 Aaa AAA AAA SSB,HSBC .075   .06  
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; † estimated price.


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